Investment advisory services made available through AE Wealth Management, LLC (AEWM). AEWM and Legato Financial Group are not affiliated companies.

Penny Stewart is an employee of Legato Financial Group. The tax planning services provided by Penny Stewart are through Legato CPA’s and Advisors PLLC. The tax planning services offered by Legato CPA’s and Advisors’ are not subject to investment Advisor requirements. Tax planning services referenced are an outside business activity not offered through or supervised by AEWM. AEWM is not affiliated with Legato CPA’s and Advisors PLLC.

Insurance products are offered through the insurance business Legato Financial Group, Inc. Legato Financial Group, Inc is also an Investment Advisory practice that offers products and services through AE Wealth Management, LLC (AEWM), a Registered Investment Adviser. The AEWM does not offer insurance products. The insurance products offered by Legato Financial Group, Inc are not subject to Investment Advisor requirements. AEWM and Legato Financial Group, Inc are not affiliated companies.

Investing involves risk, including the potential loss of principal. No investment strategy can guarantee a profit or protect against loss in periods of declining values. None of the information contained on this website shall constitute an offer to sell or solicit any offer to buy a security or any insurance product.

Neither the firm nor its agents or representatives may give tax or legal advice. Individuals should consult with a qualified professional for guidance before making any purchasing decisions. 

Any references to protection benefits or steady and reliable income streams on this website refer only to fixed insurance products. They do not refer, in any way, to securities or investment advisory products. Annuity guarantees are backed by the financial strength and claims-paying ability of the issuing insurance company. Annuities are insurance products that may be subject to fees, surrender charges and holding periods which vary by insurance company. Annuities are not FDIC insured.

The information and opinions contained in any of the material requested from this website are provided by third parties and have been obtained from sources believed to be reliable, but accuracy and completeness cannot be guaranteed. They are given for informational purposes only and are not a solicitation to buy or sell any of the products mentioned. The information is not intended to be used as the sole basis for financial decisions, nor should it be construed as advice designed to meet the particular needs of an individual’s situation.

“Best Of” is an annual survey conducted by The News-Enterprise. The winner is chosen by an online vote of the general public and no specific criteria is utilized to determine the winner. The majority of voters may not be clients of Legato Financial Group. The designation is not representative of any one client’s experience and is not indicative of future performance.

The Better Business Bureau membership provides no guaranteed assurance or warranty of the character or competence of the member. BBB charges a fee for BBB Accreditation. You should make financial decisions on the basis of your own due diligence. 1372785 - 8/22